The banking and investment industry and its fiduciary and trust operations requirements are evolving and in our current environment requires an intimate knowledge of the issues and requirements to be ”ahead of the curve”. Control Solutions International has the experienced professionals in all aspects of Corporate Operations to help you evaluate regulatory compliance, risks associated with your trust practices and back office operational risk review. Our experienced consultants are geared to help our clients meet the audit requirements of your regulatory agency addressing many different regulatory requirements depending upon your primary regulator. Our consultants have worked in the banking, brokerage and investment industry so they intimately understand the risks and controls associated with your business. We understand that smaller institutions many not have the resources or need to implement the same policies and procedures as larger institutions. We will work with you to determine the solutions necessary to meet your audit needs. Our audit and advisory services include these areas:
- Internal Control
- Back Office Operations
- Treasury and Investments
- Personal and Corporate Trust
- Employee Benefit Trust Administration
- Asset Custody
- Broker Dealer
- Wire transfer
As you go through the process of choosing a partner for your audit needs, consider Control Solutions International as your partner firm and we will be there to give you the support you need. We can provide you assistance through:
- Independently assessing the control environment through the performance of internal audits and reviews of your key operational areas and providing meaningful and practical recommendations to improve your process.
- Providing staff support to augment your team with the necessary support and expertise to assist with meeting your strategic goals and objectives. Our Firm’s flexibility provides us with the ability to assist you in the capacity that is right for your organization.